For registered and licensed Broker Dealer and Registered Investment Advisor use only.

 

 

By accessing Alts Fund Link,  LLC. (collectively “AFL” ) website and any pages thereof (collectively, the "Website") owned and operated by Alts Fund LINK (AFL), Inc. (together with its affiliates, "(AFL)", "we", "our" or "us"), you agree to be bound by the Terms of Use, Privacy Policy and other policies and procedures posted on the Website. Visitors to the Website, users of the services provided thereon, and users of the other services and/or products provided by (AFL) (collectively, the "Services") are referred to herein individually as "User" or "you" and collectively as "Users".

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The Services are not provided to, and may not be used by, any person or entity in any jurisdiction where the provision or use thereof would be contrary to applicable laws, rules or regulations of any governmental authority, regulatory or self-regulatory organization or clearing organization, or where DEX is not authorized to provide such information or Services. Some Services may not be available in all jurisdictions or to all Users.

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User Suitability and Investment Risks

The securities listed on the Website ("Securities"), along with the use of the Website and the Services, are only suitable, intended and available for Users that constitute Accredited Investors (as hereinafter defined) or Qualified Purchasers (as hereinafter defined), and who are familiar with and willing to accept the high risks associated with private placement investments. Securities sold through private placements are not publicly traded and, therefore, are illiquid unless registered or an exemption from registration is available. Securities may also be subject to restrictions on resale or transfer, including holding period requirements. Investing in private placements requires high-risk tolerance, low liquidity need, and long-term commitments. Users must be able to afford to lose their entire investment. Securities listed on the Website are speculative in nature, are not insured by the FDIC or by any other federal government agency, are not bank deposits, are not guaranteed by AFL, and may lose value.

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These foregoing risks are non-exhaustive and are intended to highlight certain risks associated with investing in the Securities. We strongly advise Users to consult a legal, tax and financial professional before investing, to carefully review all the specific risk disclosures provided as part of any investment materials, to ask the issuer or AFL any questions that the Users may have, and to request any additional desired information.

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Governmental Oversight and Exemption from Registration

No governmental agency has reviewed the Securities listed on the Website and no state or federal agency has passed upon either the adequacy of any disclosures or information provided on the Website or the fairness of the terms of any of the Securities.

Securities listed on the Website have not been registered under the securities law, in reliance, among other exemptions, on the exemption provisions of Regulation D under the Securities Act of 1933, as amended (the "Securities Act"). No assurance can be given that any Securities currently qualifies or will continue to qualify under one or more of exemption from registration due to, among other things, the adequacy of disclosure and the manner of distribution, the existence of similar offerings in the past or in the future, or a change of any securities law or regulation that has retroactive effect.

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Any exemptions relied upon for the Securities listed on the Website are significantly dependent upon the accuracy of the representations made by the Users to AFL. In the event that any such representations prove to be untrue, the registration exemptions relied upon by AFL might not be available and substantial liability to AFL would result under applicable securities laws for rescission and/or damages.

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Accredited Investors / Qualified Purchasers

Users must certify that they are Accredited Investors, as defined by Rule 501 of Regulation D in the Securities Act, or Qualified Purchasers, as defined by the Investment Company Act of 1940, as amended. In each case, Users certifying that they are either an Accredited Investor or a Qualified Purchaser must provide either supporting documents or third-party verification of such status, certify that they are eligible to invest in Securities listed on the Website, and must acknowledge that they have received and read all investment materials.

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EACH USER MUST BE AN ACCREDITED INVESTOR OR QUALIFIED PURCHASER TO INVEST IN ANY SECURITIES LISTED ON THE WEBSITE. WE ARE ENTITLED TO AND WILL RELY UPON EACH USER’S REPRESENTATIONS. Each User agrees that, should any material changes occur that might affect their status as an Accredited Investor or Qualified Purchaser, such User immediately shall provide us with such information in writing.

 

Website Content and Information

None of the information contained on the Website or provided through the Services constitutes a recommendation, solicitation or offer by AFL or any third-parties to buy or sell any securities, futures, options or other financial instruments or other assets or provide any investment advice or service. All information contained on the Website has been prepared without reference to any particular User’s investment requirements or financial situation.

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THE SERVICES AND ALL CONTENT, SERVICES AND FEATURES AVAILABLE THROUGH THE SERVICES ARE INTENDED FOR INFORMATIONAL PURPOSES ONLY. THEY ARE NOT INTENDED TO SUBSTITUTE FOR PROFESSIONAL INVESTMENT, FINANCIAL OR LEGAL ADVICE.

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The information provided on the Website is subject to change without notice and AFL does not guarantee or warrant (either explicitly or implicitly) the accuracy or completeness of the information. Neither AFL nor any of its directors, officers, employees, representatives, affiliates or agents shall have any liability whatsoever arising, from any error or incompleteness of fact or opinion in, or lack of care in the preparation or publication, of the materials and communications on the Website. Some information on the Website is in summary form for convenience of presentation and under no circumstances should any information be used or considered as an offer to sell, or the invitation or solicitation of an offer to buy, any Securities listed on the Website, unless expressly presented as such.

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Forward Looking Statements and Financial Projections

Prior results are not indicative of future performance and "forward looking statements" may be published on the Website; however, actual results may vary materially. Securities listed on the Website involve substantial risk, accordingly, Users should conduct their own due diligence and not rely on the financial assumptions or estimates that are displayed on the Website. All Users must make their own determination of whether or not to make any investment, based on their own independent evaluation of the Securities and their risk tolerance.

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Nothing herein shall be relied upon as a promise or representation as to past or future performance. Past performance is not indicative of future performance. The Website may contain forward-looking statements. In some cases, Users can identify forward-looking statements by terminology such as "may," "will," "should," "expects," "plans," "anticipates," "believes," "targeted," "projected," "underwritten," "estimates," "predicts," "potential," or "continue" or the negative of these terms or other comparable terminology. AFL undertakes no obligation to update or review any forward-looking statement, whether as a result of new information, future developments or otherwise.

 

AFL’s Role and Liability

AFL receives no commission or transaction-based compensation or fees in connection with the provision of the Services or the purchase or sale of the Securities listed on the Website. AFL is not a registered broker-dealer, funding portal, investment company, or investment advisor or manager, and does not offer investment advice or advise on the raising of capital through securities offerings. AFL does not recommend or otherwise suggest that any User make an investment in any particular Securities. Users acknowledge and agree that AFL makes no representation, warranty or assurance that Securities listed on the Website are made in accordance with federal and/or state securities law.

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EACH USER ACKNOWLEDGES THAT THEY ARE NOT RELYING ON DEX OR ANY OF ITS OFFICERS, DIRECTORS, PARTNERS, AGENTS, OR EMPLOYEES IN MAKING AN INVESTMENT DECISION. USERS SHOULD ALWAYS CONSIDER SEEKING THE ADVICE OF A QUALIFIED PROFESSIONAL BEFORE MAKING INVESTMENT DECISIONS REGARDING ANY SECURITIES. DEX DOES NOT ENDORSE ANY SECURITIES AND SHALL NOT BE RESPONSIBLE IN ANY WAY FOR ANY TRANSACTIONS THAT A USER ENTERS INTO IN CONNECTION WITH ANY SECURITIES. EACH USER AGREES THAT DEX AND ITS OFFICERS, DIRECTORS, PARTNERS, AGENTS, OR EMPLOYEES WILL NOT BE LIABLE FOR ANY LOSS OR DAMAGES OF ANY SORT INCURRED AS THE RESULT OF ANY TRANSACTIONS THAT A USER ENTERS INTO IN CONNECTION WITH ANY SECURITIES.

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Featuring of or listing on the Website of any Securities does not constitute endorsement by AFL or a representation of the quality of any potential investment in such Securities. AFL does not endorse any Securities or any underlying assets.

 

User Investment in Securities

Before making an investment decision with respect to any Securities listed on the Website, Users are advised to carefully read any and all related final documentation and offering memorandum documents.

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AFL DOES NOT GIVE OR OFFER ANY BUSINESS ADVICE, INVESTMENT ADVICE, TAX OR LEGAL ADVICE. USERS ARE ADVISED TO CONSULT WITH THEIR TAX, LEGAL, AND FINANCIAL ADVISORS WITH RESPECT TO THE SECURITIES AND ANY INVESTMENT DECISION.

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We reserve the right to reject, cancel, interrupt, remove, or suspend any Securities listed on the Website and are not liable for any damages as a result of any of these actions. Our policy is not to comment on the reasons for any of these actions, if taken.

 

TERMS AND CONDITIONS

Alts Fund Link, Inc. (AFL) and its members, officers, directors, owners,  employees, agents, representatives, suppliers and service providers (collectively “AFL”) provides this website (the “Site”) for informational purposes only.  Use of and access to the Site and the information, materials, services, and other content available on or through the Site (“Content”) are subject to these terms of use and all applicable laws.

NO INVESTMENT ADVICE

The Content is for informational purposes only, you should not construe any such information or other material as legal, tax, investment, financial, or other advice. Nothing contained on our Site constitutes a solicitation, recommendation, endorsement, or offer by AFL or any third party service provider to buy or sell any securities or other financial instruments in this or in in any other jurisdiction in which such solicitation or offer would be unlawful under the securities laws of such jurisdiction.

All Content on this site is information of a general nature and does not address the circumstances of any particular individual or entity. Nothing in the Site constitutes professional and/or financial advice, nor does any information on the Site constitute a comprehensive or complete statement of the matters discussed or the law relating thereto. AFL is not a fiduciary by virtue of any person’s use of or access to the Site or Content. You alone assume the sole responsibility of evaluating the merits and risks associated with the use of any information or other Content on the Site before making any decisions based on such information or other Content. In exchange for using the Site, you agree not to hold AFL, its affiliates or any third party service provider liable for any possible claim for damages arising from any decision you make based on information or other Content made available to you through the Site.

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INVESTMENT RISKS

There are risks associated with investing in securities. Investing in stocks, bonds, exchange traded funds, mutual funds, and money market funds involve risk of loss.  Loss of principal is possible. Some high risk investments may use leverage, which will accentuate gains & losses. Foreign investing involves special risks, including a greater volatility and political, economic and currency risks and differences in accounting methods.  A security’s or a firm’s past investment performance is not a guarantee or predictor of future investment performance.

 

THIRD PARTY LINKED SITES

As a convenience to you, DEX may provide hyperlinks to web sites operated by third parties.  When you select these hyperlinks you will be leaving the AFL site.  Because AFL has no control over such sites or their content, AFL is not responsible for the availability of such external sites or their content, and AFL does not adopt, endorse or nor is responsible or liable for any such sites or content, including advertising, products or other materials, on or available through such sites or resources.  Other web sites may provide links to the Site or Content with or without our authorization.  AFL does not endorse such sites and shall not be responsible or liable for any links from those sites to the Site or Content, or for any content, advertising, products or other materials available on or through such other sites, or any loss or damages incurred in connection therewith.  AFL may, in its sole discretion, block links to the site and Content without prior notice.

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YOUR USE OF THIRD PARTY WEB SITES AND CONTENT, INCLUDING WITHOUT LIMITATION, YOUR USE OF ANY INFORMATION, DATA, ADVERTISING, PRODUCTS, OR OTHER MATERIALS ON OR AVAILABLE THROUGH SUCH WEB SITES, IS AT YOUR OWN RISK AND IS SUBJECT TO THEIR TERMS OF USE.

USE OF COOKIES

 

AFL’s website may utilizes different technologies to collect, store, and aggregate data about website usage. We may use electronic tags called “cookies” to help us understand and analyze use of our site. This work is either performed directly by us or by a third party we’ve hired to assist us. We collect information about which pages have been accessed and for how long, the country the user accesses the site from, and certain technical information regarding the user’s computer and operating systems, such as user Internet protocol address, domain name and browser, etc.

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Certain sections of AFL’s site may require cookies to be enabled to enhance site performance. For example, cookies provide a secure way for us to verify user identity during a session and any return visits, they enable us to personalize a user’s experience on our sites, and they help enhance site navigation. Cookies also help us to understand how people use our sites so we can improve site functionality.

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When a user comes to the website, our server sends a cookie to the user’s computer. Standing alone, cookies do not identify the user personally; they merely recognize the user’s browser. Generally, personally identifiable information is obtained by us only when a user decides to provide it, such as when requesting additional information via email or providing personal information.

We use two types of cookies on our sites, temporary cookies and persistent cookies. Temporary cookies are used to store information during a browser session and will expire shortly after concluding a visit to one of our sites. Persistent cookies are used to store information between visits to one of our sites and are stored permanently or for a specified length of time. Persistent cookies are used to facilitate easier navigation within our sites and provide a higher level of convenience for the user.

A user can choose to have their computer issue a warning each time a cookie is being sent, or a user can choose to turn off all cookies. The management of cookies generally is handled through the user’s browser settings (e.g., Internet Explorer). To obtain more information about managing cookies, visit www.aboutcookies.org.

SITE AND CONTENT NOT WARRANTED

THE SITE AND CONTENT, ARE PROVIDED “AS IS” AND WITHOUT WARRANTIES OF ANY KIND.  YOU BEAR ALL RISKS ASSOCIATED WITH THE USE OF THE SITE AND CONTENT, INCLUDING WITHOUT LIMITATION, ANY RELIANCE ON THE ACCURACY, COMPLETENESS OR USEFULNESS OF ANY CONTENT AVAILABLE ON THE SITE.  HII AND ITS EMPLOYEES, OFFICERS, DIRECTORS, , PARTNERS, AGENTS, REPRESENTATIVES, SUPPLIERS AND SERVICE PROVIDERS, DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING, WITHOUT LIMITATION, ALL WARRANTIES OF TITLE, NON-INFRINGEMENT, ACCURACY, COMPLETENESS, USEFULNESS, MERCHANTABILITY, AND FITNESS FOR A PARTICULAR USE, AND WARRANTIES THAT MAY ARISE FROM COURSE OF DEALING/PERFORMANCE OR USAGE OF TRADE.

LIMITATION OF LIABILITY

YOUR EXCLUSIVE REMEDY FOR DISSATISFACTION WITH THE SITE AND CONTENT IS TO STOP USING THE SITE AND CONTENT.  HII IS NOT LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, CONSEQUENTIAL, SPECIAL OR PUNITIVE DAMAGES, UNDER ANY THEORY OF LIABILITY, INCLUDING WITHOUT LIMITATION, DAMAGES FOR LOSS OF PROFITS, USE, DATA, OR LOSS OF OTHER INTANGIBLES.  IN PARTICULAR, AND WITHOUT LIMITATION, HII WILL NOT BE LIABLE FOR DAMAGES OF ANY KIND RESULTING FROM YOUR USE OF OR INABILITY TO USE THE SITE OR CONTENT.

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While we try to maintain the integrity and security of the Site and the servers from which the Site is operated, we do not guarantee that the Site or Content is or remains secure, complete or correct, or that access to the Site or Content will be uninterrupted or error free.  The Site and Content may include inaccuracies, errors and materials that violate or conflict with these Terms.  Additionally, third parties may make unauthorized alterations to the Site or Content.  If you become aware of any unauthorized third party alteration to the Site or Content, contact us at mike@altsfundlink.com with a description of the material(s) at issue and the URL.

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NOTICES, COMMUNICATIONS, AND ELECTRONIC SIGNATURES

You agree to be bound by any affirmation, assent or agreement that you transmit on or through the Site or any other aspect of AFL’s services that you access by computer or other electronic device, including internet, telephonic and wireless devices, including but not limited to any consent you give to receive communications from us solely through electronic transmission. You agree that, when in the future you click on a “Submit” or “I agree” or other similarly worded “button” or entry field with your mouse, keystroke or other device, your agreement or consent will be legally binding and enforceable and the legal equivalent of your handwritten signature.

 

LIMITED RIGHT OF USE/OWNERSHIP OF CONTENT

You are permitted to use the Site and Content for your personal, non-commercial use only.  The Site and Content are and shall remain the property of AFL and is protected by copyright, trademark, patent, and/or other intellectual property, proprietary, work product rights and laws.  You may use the Site and Content for your personal, noncommercial use, provided that you keep intact all copyright, trademark, patent and other proprietary notices.  Except as expressly authorized in advance by AFL in writing, you agree not to reproduce, modify or create derivative works based on, rent, lease, loan, sell, distribute, publish, publicly perform or display, reverse engineer, de-compile or dissemble, all or any part of the Site or Content.

Trade names, trademarks and service marks of AFL include, without limitation, AFL and any associated logos.  All trademarks and service marks on the Site not owned by AFL are the property of their respective owners.  Nothing contained on the Site should be construed as granting, by implication, estoppel or otherwise, any license or right to use any of AFL’s trade names, trademarks or service marks without our express prior written consent.

 

TERMINATION

AFL, in its sole discretion, may terminate your access to or use of the Site and Content, at any time and for any reason.  Your access to or use of the Site and Content may be terminated without notice.  AFL shall not be liable to you or any third party for any termination of your access to the Site or Content, or to any such information or files, and shall not be required to make such information or files available to you after any such termination.

 

RULES OF CONDUCT

Your use of the Site and Content is conditioned on your compliance with the rules of conduct set forth here.  You will not:

 

•    Use the Site or Content for any fraudulent or unlawful purpose.

•    Interfere with or disrupt the operation of the Site or Content or the servers or networks used to make the Site and Content available; or violate any requirements, procedures, policies or regulations of such networks.

•    Restrict or inhibit any other person from using the Site or Content (including without limitation by hacking or defacing any portion of the Site or Content).

•    Use the Site or Content to advertise or offer to sell or buy any goods or services without AFL’s express prior written consent.

•    Reproduce, duplicate, copy, sell, resell or otherwise exploit for any commercial purposes, any portion of, use of, or access to the Site or Content.

•    Modify, adapt, reverse engineer, de-compile/disassemble any part of the Site or Content.

•    Remove any copyright, trademark or other proprietary rights notice from the Site or materials originating from the Site or Content.

•    Frame or mirror any part of the Site or Content without AFL’s express prior written consent.

•    Create a database by systematically downloading and storing Content.

•    Use any robot, spider, site search/retrieval application or other manual or automatic device to retrieve, index, “scrape,” “data mine” or in any way gather Content or reproduce or circumvent the navigational structure or presentation of the Site without Company’s express prior written consent.

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INDEMNIFICATION

By accessing and using the Site and Content, you agree to indemnify, defend and hold harmless AFL (specifically including its officers, directors, owners, partners, employees, agents, information providers, licensors and licensees) (collectively, the “Indemnified Parties”) from and against any and all claims, losses, costs and expenses (including attorneys’ fees) arising out of or relating to (a) any breach (or claim, that if true, would be a breach) by you of these Terms and (b) your use of or activities in connection with the Site. We reserve the right, at our own expense, to assume the exclusive defense and control of any matter otherwise subject to indemnification by you. You shall not enter into any settlement agreement which affects the rights of any of the Indemnified Parties or requires the taking of any action by any of them, without our prior written approval.

 

JURISDICTIONAL CONTEXT

The Site is controlled and operated by AFL from the United States, and is not intended to subject DEX to the laws or jurisdiction of any country or territory other than that of the United States.  AFL does not represent or warrant that the Site or any part thereof is appropriate or available for use in any particular jurisdiction other than the United States.  or exempt from registration or licensing under applicable state or federal law.  In choosing to access the Site, you do so on your own initiative and at your own risk, and you are responsible for complying with all local laws, rules and regulations.  We may limit the Site’s availability to any person, geographic area or jurisdiction.

AFL is only seeking prospective clients in jurisdictions where it is authorized to operate.

 

MODIFICATIONS

AFL may amend the terms of use at any time in its discretion, by posting revisions on the Site.